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IRAQ'S FUTURE: A CONCEPT PAPER
Patrick Clawson*
This
article is part of a paper originally written for a project
and conference on "Stability, Crises, and Democratization:
The Arab World's Direction and the European Interests," co-sponsored
by the GLORIA Center and The Military Centre for Strategic
Studies (CeMiSS) of Italy.
Iraq
is most likely to see a protracted internal war and economic
difficulties for years to come. A mildly optimistic scenario
is possible but so are some outcomes that would be destabilizing
for the region, unpleasant for Iraq, and detrimental for
U.S. interests.
Iraq's
difficulties are disappointing to the Iraqi people, who so
hoped that the American invasion would at least mean a return
to peace after 23 years of war and near-war. The violent
insurgency now raging is not likely to end any time soon;
neither the government nor the insurgents are strong enough
to win a decisive victory. Instead, the war is likely to
continue for some years, and--especially if the forces behind
the current government prevail--the fighting is likely to
phase down rather than to end abruptly.
The
interesting question to ask is what will be the situation
five to ten years from now, for that is a time frame long
enough that one or the other side could have become strong
enough to prevail. It is possible that by then, modest democratic
forces will have prevailed. Yet the most likely future is
that Iraq will remain a weak and fragile society challenged
by an insurgency. However, it is also possible that an Islamist
state will emerge. Also, there is always the outside chance
Iraq will split apart.
A
MODERATELY DEMOCRATIC REGIME
It
is inevitable that Iraq will remain a weak and fragile society
well past 2015. Saddam's twenty-year war--first with Iran,
then with the West--and his brutal rule destroyed the country's
human infrastructure as well as its physical infrastructure.
As a result, there simply is not the human capital with which
to build well-functioning ministries any time soon. The widespread
pre-2003 view--which this author accepted, as did many experts
on Iraq--that Iraq had a well-educated middle class that
could provide the technocracy to make a post-Saddam government
run well turned out to be badly out of date. The institutions
of society will have to be slowly built up, with all the
problems encountered in other barely functioning countries.
The international community's experience with weak and fragile
societies, from Haiti to Congo to Belarus and Central Asia,
is that they generally function poorly and rarely advance
quickly. While
Iraq will remain a troubled society for the next decade,
if things go well, it could have a reasonably stable government
able to provide adequate security throughout all but isolated
pockets of the country. That said, even if all goes well,
it is unlikely the insurgency will come to a dramatic end.
Unsuccessful insurgencies usually peter out rather than ending
in some grand surrender ceremony. It seems likely that the
Iraqi insurgency will continue to be a factor in the "Sunni
triangle" long after the rest of the country is quite peaceful.
Indeed, already, the security situation in the Kurdish north
is relatively normal, and in the south, political violence
is mostly a matter of clashes with and among militias, rather
than insurgent attacks on coalition forces or on the new
Iraqi government. It is quite possible that the south will
come to look like the Kurdish north, with a reasonable security
situation guaranteed by warlord-run governments.
In
order to achieve a reasonably peaceful situation in nearly
all of the country, Iraq would have to have well-functioning
security forces. Iraq seems on track to having rather effective
and numerous light infantry units by the 2007-08 time frame.
With the same time scale, it is possible that Iraq will have
a relatively well-functioning constabulary force, rather
like the gendarmeries of Italy, France, and Spain--meaning,
units that combine some aspects of both the police and the
military. Note that would leave Iraq well short of having
a fully functioning military or police: it would only have
light infantry forces, rather than the full range of military
capabilities, and it would only have a gendarmerie rather
than a comprehensive police force. The realistic time frame
for a fully functioning army and police is more likely 2009-10
than 2007. It will take some years to bring up to speed armored
and artillery units, intelligence services, and the full
range of logistical and support services essential for a
modern military, such as transportation, supply, and medical
services, and even then, Iraq will not have much of an air
force. An unappreciated facet of the current Iraq conflict
is how U.S. domination of the air puts the insurgents on
the defensive, unable to operate in numbers for more than
brief intervals. It would be extraordinarily optimistic to
think that by 2010 Iraq would have an air force capable of
close air support operations; indeed, it seems unlikely Iraq
will have such a force by 2015. An essential part of this
scenario of a relatively stable Iraq, therefore, is that
the United States continues to provide important security
support, especially air cover but also including intensive
training and in-the-field advice, for years to come.
The
key test for these security forces will be whether they are
effective enough to convince Sunni Arabs that they cannot
take power, and that, therefore, they must accommodate to
the new realities by abandoning the insurgents (with whom
the Sunni Arabs still sympathize). So long as the U.S.-led
coalition forces are seen to be providing the real muscle,
insurgents are likely to hold on to the belief that if only
they outwait the United States, they will one day achieve
victory. Only if the insurgents see that their Iraqi opponents
are strong enough to defeat the insurgency on their own are
the insurgents as a whole likely to reconcile themselves
to the bitter reality that they cannot win power through
force of arms.
Simultaneous
with a better security situation, there would have to be
broader participation in the new political arrangements if
Iraq is to become a modest success. There would almost certainly
be a considerable role for Islam in public life, and the
Kurdish region would retain a very large degree of autonomy.
Also important will be how much Iraqi political forces are
prepared to compromise with each other. To be sure, even
under the best circumstances, in the next decade Iraq will
have more than imperfectly democratic institutions. Iraq--indeed,
the entire region--has little experience with compromise,
power-sharing, respect for minority rights, and all the other
elements necessary to make a democratic government work.
The concept of a loyal opposition which alternates in power
with the current ruling parties has not been part of the
Iraqis' political experience; consider how the Kurds since
1991 have carefully crafted power-sharing arrangements between
their two main parties rather than accepting that one of
the parties might rule and the other be a loyal opposition.
Even
in this optimistic case, the economy is one problem that
will continue to plague Iraq. Even if the security situation
improved sharply in the near future, continuing deadlocks
and long delays in making decisions have been the norm in
modern Iraqi history--its oil potential has several times
been held up by decades-long bitter disputes, and its oil
income has often accumulated unspent as the government was
unable to mobilize itself to carry out development projects.
It is hard to see the new Iraqi government being able to
agree any time soon on how to develop the country's oil potential;
it is almost certain that there will be sharp disagreement
about what should be the role of the international oil companies.
Nor
is the new Iraqi government likely to make effective use
of the resources available to it; there remains much support
among the elite for the state-run, inwardly-oriented economic
policies so popular in the 1970s and so strongly implemented
by Saddam. Consider how difficult it has been for the new
Iraqi government to begin phasing out the subsidies which
eat up more than half of GDP (the fuel subsidy alone is 30
percent of GDP). Furthermore, at a time when Iraq has pressing
investment needs, the government accumulated more than $6
billion in foreign exchange reserves in 2004, rather than
investing the money in reconstruction projects.
Such
an Iraq is highly likely to be inwardly focused rather than
seeking to be a major actor on the regional stage. That is,
Iraq would not be a major inter-Arab player, active in shaping
an Arab consensus on regional or world issues. For decades
pan-Arabism has been a major theme for Iraqi governments
and intellectuals, and the Sunni-dominated governments saw
fellow Sunni-dominated Arab governments as their natural
point of reference. All of that would change under a more
democratic Iraq emerging from the long wars (which in many
ways date back to the start of the Kurdish insurgency in
1961). The natural impulse of the Kurds will be to look at
Kurdish communities in Turkey and Iran as well as Syria as
their point of reference, while the Shi'a are likely to place
high priority on good relations with Iran. Neither of these
two communities are likely to place much emphasis on good
relations with Arab governments all but one (Lebanon) dominated
by Sunnis.
That
said, under this scenario of improved security and modest
success for the new institutions, Iraq could provide an impetus
for democratic reform. If Iraq with all its problems is able
to conduct truly contested elections and to develop a culture
of democracy--rule of law, informed debate about policies,
accountability, and transparency--that will influence Arab
opinion. The same flourishing of regional media, which so
worked to inflame anti-American sentiment earlier this decade,
will spread the news of the debates inside Iraq. The obvious
question which elites and ordinary people alike will pose
will be: If Iraq can do that, why cannot we?
There
are decent prospects for this scenario, but it would be overly
optimistic to say it is the most likely. More probable is
that some aspects of this scenario will be achieved but not
all of it.
THE
STATUS QUO: A WEAK AND FRAGILE STATE CHALLENGED BY INSURGENCY
The most
likely scenario for Iraq over the next decade is the violent
insurgency will persist even as the new government gains
strength. The insurgency has sunk deep roots in the Sunni
Arab community. It would be optimistic to predict that violence
will have petered out by 2010, and Sunni/jihadist/Ba'thist
violence--at least at a low level--could well become a persistent
feature of the Iraqi landscape, lasting past 2015. Given
the fundamental disagreements among the different communities
about such basic issues as the role of religion in public
life and the relative distribution of power between central
and regional government, the new political institutions will
face serious challenges to their very legitimacy. These issues
are after all so basic that differences about them are not
easy to paper over. It is to be expected that those who believe
the government should act in accordance with God's laws as
they understand them will regard as illegitimate a government
which does not meet the religious test they set. Similarly,
those who believe that a government must be based on universal
principles and the consent of the governed may well reject
the legitimacy of a government based on one sect's religious
principles. Likewise, differences about the role of the central
state compared to that of regional governments can be so
basic as to tear apart a country. It would be optimistic
to predict that within a decade, a durable compromise will
have been found for both of these profoundly basic issues--the
role of religion in public life and the distribution of power
between central and regional governments. After all, it took
the United States at least sixty years, from the Compromise
of 1820 to the end of Reconstruction, punctuated by a bitter
civil war, to settle just one of those issues (namely, the
relative powers of the federal and state governments). For
Iraq, the most likely scenario is that much of the Arab Sunni
community continues to reject the legitimacy of a government
which does not fit their image of Iraq as a leader of the
Arab nation--an image which requires a strong unitary state
in which Shi'a principles are subordinate to some mixture
of pan-Arabism and Sunni Islamism.
These
disagreements about basic principles could contribute to
a scenario in which the insurgency remains an active threat.
The main factors which would lead to the insurgency remaining
strong would be:
*
Political deadlock in the new institutions. The political
representatives of each community may well resist compromise.
The Sunni community continues to cling to unrealistic expectations
that they will direct the country; indeed, many Sunnis seem
to sincerely believe that Arab Sunnis are as numerous as
Shiites--which shows how ignorant about the realities of
their own country Saddam kept the Iraqis. Kurdish popular
sentiment favors independence, and only grudgingly accepts
the realpolitik logic of the Kurdish leadership which dictates
that autonomy within a federal Iraq is the best Kurdish defense
against blockade or attack by powerful and hostile neighboring
states. It would not take much to push the Kurdish region
to effectively cut itself off from the rest of Iraq, barely
participating in federal institutions. Without the Kurds,
Iraqi politics would be reduced to two very unequal players.
In that situation, those in the Shi'a community who wish
to impose Shi'a sensibilities on the entire country would
be strengthened. Yet the Sunni community could see little
prospect for themselves within democratic politics, reinforcing
the conviction that violence is the only way to advance their
interests.
*
Better political sense by the insurgents. To date, the insurgents
have been remarkably ineffective at developing a political
vision. The insurgents have presented themselves as being
sectarian (Sunni) rather than religious (Islamic) and as
being communitarian (Arab Sunni) rather than nationalistic
(Iraqi). While an appeal to 20 percent of the population
is sufficient to create a strong insurgency, targeting the
other 80 percent of the population is not a smart strategy
for winning a war. Their political ineptness--especially
their inability to forge an alliance with the strong radical
anti-Western Shi'a religious sentiment into which Muqtada
Sadr taps--is what dooms the insurgency to probable defeat.
The differences among the insurgents between the nationalist-cum-Sunni-communitarian
wing (the neo-Ba'th, so to speak) and the jihadist wing seem
to be growing. The former group supports participating in
the new political institutions at the same time as fighting,
while the latter group rejects any cooperation with the new
political institutions. In short, the insurgents are not
likely to succeed in no small part because of their own weaknesses.
Their chances would improve sharply if they could overcome
their differences, better articulate their political strategy,
and appeal to radical Shi'a.
*
Politicized and not particularly competent Iraqi security
services. The new army could face continuing problems forming
a communally-integrated, well-functioning fighting force;
it would in practice be a Shi'a-dominated, Kurdish-assisted
occupation army in the Sunni regions. The police force is
particularly likely to face a problem of politicization.
By the very nature of their job, police have to live in the
local community, rather than in army-style garrisons, which
makes them and their families exceptionally vulnerable to
pressure from local thugs. In addition, the police have to
develop a dense network of interrelationships with local
residents if they are to protect locals from rapes and robberies.
All this makes the police subject to pressure from local
warlords. The experience from weak and fragile societies
around the world is that the police are likely to fall under
the influence of local power figures. It would be optimistic
to think that Iraq is going to escape this pattern.
*
Lukewarm international support. If the new Iraqi government
has limited international legitimacy, that could encourage
the insurgents. More important, however, is how much support
they get from Syria and Iran. If those two governments continue
to allow arms and militants to flow across their territory
into Iraq, that will make a major contribution to the insurgency's
prospects. Presumably the main reasons which could lead Syria
and Iran to allow such support for the insurgents would be
the perception that they would pay little price to do so
and furthermore that this could be a good way to pressure
the United States to lay off them.
*
Wavering U.S. support. If insurgents believe that they can
outlast
the U.S. commitment, they will have an incentive to continue,
even if they lay low so long as the U.S. forces remain. Similarly,
if politicians in the new Iraqi institutions are uncertain
about continuing U.S. support until the new security forces
can function on their own, those politicians may hedge their
bets by compromising with insurgent sympathizers. A particularly
sensitive issue here is how much will the next U.S. president
be committed to aiding the Iraqi security services. As explained
above, Iraq will almost certainly need substantial U.S. air
support after George W. Bush leaves office in January 2009.
The next U.S. president will have little incentive to continue
what is likely to be an unpopular war; after all, success
in that war will rebound to the glory of his predecessor
while failure would also be ascribed to Bush rather than
to his successor. There will be a considerable temptation
to abandon the effort, even if the results for the new Iraq
are catastrophic.
In
this scenario of continuing insurgency, the central region
of Iraq is likely to suffer considerably relative to the
rest of the country. Baghdad could be a central battleground
between the insurgency and the government, depriving Iraq
of stability at the vital center for its politics and economy.
Meanwhile, the Kurdish north would likely become significantly
more prosperous and stable than the rest of the country.
This would only feed separatist sentiment there as well as
feeding Kurdish pride across the region, with the minorities
in Iran, Syria, and Turkey being more likely to want autonomy
for themselves. At the same time, the southern part of Iraq
may also do much better than the center, reversing the trend
of recent decades and reinforcing the Sunni Arab sense of
grievance. As the north and the south do better relative
to the center, Baghdad's power will weaken. That will be
true not only in politics but in every sphere of society.
For instance, trading networks centered on Basra, Irbil,
and Sulaimaniyeh will weaken the central role of Baghdad.
Gradually, the glue holding Iraq together will become weaker.
While Iraq would not in this scenario break up, the country
would become weak relative to the regions--less a centralized
state a la Saudi Arabia and more a federation a la UAE.
Furthermore,
if the insurgency remains active, Iraq will be a running
challenge to regional stability. At the least, Iraq's fragility
will remain a cause of concern for neighbors, worried that
the country will split up or descend into chaos. In addition,
it is distinctly possible that the insurgency will continue
to attract young radicals from throughout the region to come
to Iraq, gaining expertise in jihad and making contacts useful
for causing problems at home.
A
long-lasting, high-intensity insurgency would leave Iraq
in an even sorrier state than it is today. Saddam's twenty-year
war--eight years against Iran, twelve years against the U.S.-led
coalition--left the country's human and physical infrastructure
in poor state. Another decade of war will wear down much
of what is left of both those infrastructures. Today, the
weak human infrastructure forces Iraqis to rely on elemental
ethno-religious communities for their security. Further damage
could lead to wide-scale revenge-taking across communal lines--that
is, with blood-letting which makes the current isolated revenge
deaths look minor. If, as seems most likely, the Shi'a's
greater numbers and the arms and training they get from the
Americans make them the victors, their wrath could be terrible:
they nurse deep historical grudges, and they would have the
demographic weight. Sunni Iraqis might flee the country in
large numbers. Even if that did not occur, deep internal
hatreds could become the central factor in the country's
politics for decades if not generations.
ISLAMIST
TAKEOVER
There
are two sharply different ways in which Islamists could effectively
take over power in Iraq: victory by the insurgency, or Islamist
takeover of the new government institutions.
Insurgent
Victory
An
insurgent victory would entail a collapse of the new government
institutions, an abandonment of the new constitution and
of free elections, and an end to the close ties with the
United States. This is a highly unlikely scenario unless
the insurgents were to sharply change their hostility towards
the Shi'a community, which seems implausible. In fact, the
logic of political developments in Iraq is driving Shi'a
and Sunni further apart. At first, anti-Americanism brought
the extremists in both camps together; in March/April 2004,
there was tacit cooperation between radical elements in the
two communities in the simultaneous uprisings in Fallujah
and Najaf. Yet as the Shi'a community took more and more
ownership over government institutions including the security
forces--allowing Shi'a extremists to play an increasing role
in the new security forces--and as the insurgency fought
the new Iraqi government more and more directly, the relationship
between Sunni and Shi'a extremists became strained at best.
The February 2006 bombing of the Askariya Shrine in Samarra
was a telling moment, with Muqtada al-Sadr's Mahdi Army leading
vicious attacks on Sunni mosques in response to the audacious
destruction of one of the holiest Shi'a shrines. Perhaps
the Sunni insurgency could have achieved victory over Shi'a
forces had the U.S.-led coalition withdrawn in 2004, but
by 2006, the largely Shi'a new Iraqi security services and
the increasingly organized Shi'a militias have become powerful
enough that a clear insurgent victory looks chancy even in
the unlikely event of a precipitous U.S. withdrawal. In the
more likely scenario of continued substantial U.S. presence
through 2008--with a gradual reduction of ground combat forces,
but continued strong involvement of U.S. trainers, logistic
forces, and air support--the Iraqi security forces should
be in a good position to ensure that even if the next U.S.
president ends U.S. involvement, the Shi'a south could defend
itself against an insurgent victory. In other words, the
best the insurgents could hope for is probably to control
central Iraq, not the whole country.
If
despite all the obstacles, the insurgents were to control
all of Iraq, the vast bulk of the victorious forces would
be Sunni Arabs rather than foreign jihadists. They would
need to have a ruling ideology. Even if they incorporate
important elements of the Ba'th approach such as leftist
economic policies and anti-imperialist and pan-Arabist rhetoric,
the new authorities would almost certainly implement a largely
Islamist agenda, claiming they were doing God's work. They
would face many barriers putting such an agenda into effect.
Most Kurds would bitterly resist what they would see as an
Arabization campaign under the cover of Islamism. Perhaps
the new authorities would allow a defacto Kurdish autonomy,
as Saddam did. However, that would leave the problem of Shi'a
attitudes. It would not be easy for a Ba'thist/jihadist/Sunni
extremist government to work with radically anti-Western
Shi'a Islamists of the Muqtada Sadr sort, and even harder
for it to work with the Shi'a clerical leadership. In brief,
the new authorities would be very busy at home, which would
limit the attention they could devote to foreign affairs.
That
said, a Ba'thist/jihadist/Sunni extremist government would
likely be a base for global Islamism. Inevitably, an insurgent
victory would encourage radical Islamist forces in the Gulf
monarchies and the Arab republics. The insurgents would then
face great domestic pressure to support radical Islamists
elsewhere. After all, victory in Iraq would create such self-confidence
in the Islamist cause that the mood would be that the tides
of history are with them. At least initially, ideology is
likely to trump interests of state, with strong support being
provided to terrorists who can present themselves as liberation
fighters and clandestine support being given to anti-Western
terrorists generally. Perhaps over time the new government
might evolve to being more cautious in the immediate neighborhood
while more supportive of radicalism further away--which has
been the general pattern of the Iranian Revolution--but the
initial phase would be particularly destabilizing for the
region.
Islamist
Takeover of the New Government Institutions
A
more likely route to an Islamist takeover would be for radical
Shi'a forces to infiltrate and then dominate the new Iraqi
institutions. Their triumph would convert the democratic
structure of the new institutions into empty shells. This
scenario is most likely under two circumstances. The first
would be substantial, well-orchestrated support from Iran.
The second and more difficult would be if Muqtada Sadr is
able to press the senior clergy--the hawza--into silent
acquiescence to a takeover by political activist forces claiming
to act in the name of Islam. This may not be easy, given
the evident strong resentment by the hawza towards what they
see as a charlatan lacking the necessary religious credentials
to lead the community.
Were
Islamists to takeover the new institutions, they would face
serious problems in relations with Kurds and Sunni Arabs.
It is hard to see how the Kurds could be reconciled to a
government which is not only Islamist but Shi'a to boot.
Indeed, the Islamist takeover would be most likely to succeed
if it allowed the Kurds great autonomy to the point of de
facto independence. More complicated would be relations with
Sunni radicals. While there would be some basis for cooperation
on an anti-American agenda, still the souring of Sunni-Shi'a
relations evident in the February 2006 bombing of the Askiriya
Shrine suggests that the two groups would have grave difficulties
working together. Sorting out these domestic problems could
absorb much of the attention of a new government.
As
so many in the global jihadist movement are suspicious of--or
hostile to--Shi'ism, a Shi'a Islamist state would face serious
problems positioning itself as a leader of that movement.
To be sure, a Shi'a Islamist Iraq would provide support for
radical Islamists throughout the Muslim world, but that support
is not likely to be as massive or as central to the self-identity
of the new Iraqi state as would be the case for a Sunni Islamist
Iraq.
Indeed,
the principal destabilizing impact of a Shi'a Islamist state
might not be its support for global jihadists, but its encouragement
to extreme elements in Shi'a Arab communities throughout
the Arab Gulf states. Almost certainly there would be much
nervousness on this score among the authorities in at least
Bahrain, Kuwait, and Saudi Arabia. This could cause serious
tension in the region, with much ill-will directed at the
United States for having brought about this state of affairs.
A
Shi'a Islamic Iraq would have complex relations with the
Islamic Republic of Iran. The Iranian leaders simply assume
that they would be the big brother, that their Supreme Leader
would be the de facto ultimate authority for victorious Iraqi
Shi'a Islamists--and this attitude would only be reinforced
by what would have been considerable Iranian assistance for
the victorious Iraqi Shi'a forces. This Iranian attitude
is not likely to sit well with the Iraqi Shi'a. While the
latter have learned from the many years of persecution that
they need every friend they can get--and so they are not
likely to openly antagonize Iran--they have no desire to
exchange one overlord (Iraqi Sunnis) for another (Iranian
Shi'a). Indeed, the more secure from domestic and foreign
enemies an Iraqi Shi'a Islamist state feels, the more distant
it is likely to be from Iran.
A
DIVIDED IRAQ
Some
of the scenarios above would have a less powerful central
government in Iraq. At the extreme, central authority could
largely collapse. That would leave political power in Iraq
somewhat similar to medieval France or the Holy Roman Empire,
in which local lords rule while nominally respecting the
power of the monarch with whom in fact they are at times
at war. However, another possibility is that Iraq would formally
split apart.
Scenarios
for Iraq Splitting Up
One
possibility would be for the Kurds to decide to establish
their own state. The main determinant of whether the Kurds
declare independence will not be Kurdish public opinion but
instead the attitude of the world community. The Kurds are
unlikely to declare independence unless they secure international
acquiescence, however reluctantly given, that an independent
Kurdistan has to be accepted. Probably the key international
actor is the European Union, in that its stance could drive
the decisions of a Turkey eager to join the EU. In addition,
the European stance would be a major factor in shaping Syrian
and Iranian reaction, in that those governments continue
to rely on European reluctance to join with an American program
to change their regimes. The forces which would drive the
world community to acquiesce to an independent Kurdistan
are the same as those which would lead the Kurds to want
to split off, namely, continuing chaos in the rest of
Iraq and growing Islamic religious influence over public
policy there.
In
the event that the world community acquiesces to a Kurdish
decision to split off, the rest of Iraq would be in little
position to object. Almost certainly the division would be
messy; rather than the Czech-Slovak divorce, the division
would resemble more Slovenia leaving Yugoslavia--possibly
including the same sort of short war disastrous for the central
government, but certainly including the lengthy and acrimonious
wrangling about how to divide the assets and debts of the
central government.
A
second and less likely case for formal division of Iraq would
be if the insurgency became increasingly powerful in the
Sunni triangle, and so the Shi'a and the Kurds together decided
to split the country so that each of them could have political
power in their area. Presumably SCIRI's last-minute push
for constitutional provisions allowing for a nine-province
autonomous region was designed to preserve this as an option.
Yet the controversy in the Shi'a community created by SCIRI's
actions shows how reluctant many Shi'a would be to go this
route. Most Shi'a seem to believe that they can take control
of all of Iraq, or at least of all of Arab Iraq, so there
is no reason to confine their ambitions to just the nine-province
south. After all, such an autonomous zone would exclude at
least a third of Iraqi Shi'a, especially the millions in
Baghdad.
No
matter how Iraq divides up, the new entities would be unlikely
to be stable, functioning democracies. They are much more
likely to be warlord-run. Consider that in practice, there
is no Kurdish region; there is a PUK-istan and a KDP-istan,
and the relations between the two remain tense in 2006.
Impact
on U.S. Interests
A
formally divided Iraq or an Iraq without a functioning central
government would be a source of regional instability troubling
to many in the region as well as to the United States.
If
Iraq were to divide up or fall apart, its neighbors would
meddle in Iraqi affairs. Much has been made of the prospect
that a formally divided Iraq could create a Shi'a mini-state
that would ally closely with Iran. Yet the problem of foreign
meddling would probably be worse in the case of a de facto
division, because in that case, the local warlords would
each be searching for allies. The temptation would be great
for many foreign governments to join in the game. In many
cases, they would act through surrogates, such as Syria allying
with neo-Ba'thists, Saudi Arabia with Salafists, and Iran
with hardline Shi'a clerics.
The
United States would almost certainly be drawn into this game.
For instance, Kurdish leaders would offer their services
in ways that would sound attractive to Washington (credibly
promising to respect human rights and hold elections, offering
security cooperation with a well-trained and well-disciplined peshmerga militia).
On the more negative side, U.S. concern about the foreign
jihadists helping some of the Arab warlords and about Iranian
influence with some of the Shi'a power figures would almost
certainly lead the United States to throw its weight to their
local opponents. While Washington could hardly avoid being
drawn in, this game is not one the United States plays well:
subtle maneuvering among backstabbing potentates is not an
American strength. In other words, this scenario would be
unpromising for U.S. interests.
An
additional impact would be heightened concern in many regional
states about community identity among Kurds and Shi'a, combined
with the perception that the United States was responsible
for creating a problem. It seems hardly coincidental that
the prosperity and power of the Kurdish community in
post-Saddam Iraq has occurred at the same time as unprecedented
Kurdish riots in Syria, a surge of Kurdish ethnic violence
in Iran (including rioting in which at least eight police
were killed in late 2005), and a resurgence of the PKK. It
would hardly be surprising if a successful and powerful Iraqi
Kurdish region created concerns in Turkey, Iran, and Syria,
which would lead them to cooperate among each other--a development
which would not be in U.S. interests, especially since the
three would probably regard the United States as sympathetic
to Kurdish power (although admittedly, U.S. interests would
be well served if Damascus and Tehran were more preoccupied
by domestic difficulties and therefore had fewer resources
to devote to their problematic foreign and security policies).
In addition to the Kurdish issue, there is the Shi'a question
in Bahrain, Kuwait, and Saudi Arabia. While none of those
governments would like to see Iraq with a strong central
government dominated by Shi'a, they would even less like
to see a Shi'a ministate--and they would see the United States
as responsible for this development.
A
divided Iraq would lead many in the region to conclude that
the alternative to authoritarian rule is chaos. This would
be a serious setback to the U.S. democracy agenda for the
region. For instance, the impression that overthrowing a
dictatorship brings chaos would discourage many in Iran who
might otherwise contemplate civil disobedience against the
Islamic Republic.
A
divided Iraq could well be a haven for terrorists, especially
in the interstices among the various competing warlords.
A past illustration of how this could work was Ansar-e Islam's
ability to find operating space during the Saddam-Kurdish
conflict, with the Ansar leadership playing one side off
against the other and taking advantage of confused authority
on the ground in semi-contested areas. Moreover, there would
be room for jihadists to claim they were bringing order.
Consider how the Taliban initially gained the support of
many Afghan nationalists who were prepared to work with the
odious Taliban government out of the conviction that it alone
offered the prospect of restoring stability and preventing
de facto partition of the country. The grave danger would
be that, like in the Taliban case, the most effective warriors
in the battles against local warlords would be foreign jihadists,
who would then come to have an influence all out of proportion
to their numbers.
A
side effect of a divided Iraq would be that development of
oil resources outside the south could be complicated by the
need to reach agreement on how the oil would reach the outside
world (this would not be an issue in the south, where the
oil could directly go to ports). For instance, it is not
hard to imagine the Turkish government using control over
the existing oil pipeline as a leverage point with a Kurdish
government. Any slowdown in the development of Iraqi oil
resources would be adverse for U.S. interests, which are
well served by having a multiplicity of potential suppliers
of oil to the world market. The problem is made worse by
the simultaneous difficulties expanding output in so many
countries with rich oil reserves, such as Nigeria, Russia,
and Venezuela.
IRAQ'S
NEW PROBLEMS--AND ITS OLD ONES
In
our concern about the instability from a weak central government
in Iraq, we would do well to bear in mind that the alternative
of a strong central government has been the main problem
in modern Iraqi history. The Saddam era demonstrated the
grave danger from too powerful a central government. That
problem is a product of Iraq's extraordinary oil resources,
which provide untold riches to whomever controls the bank
account into which the oil income flows. The oil income allows
a ruler to create a powerful state bureaucracy--including
security services that repress the people and an army that
threatens regional stability. Political economists like to
write about "the curse of oil riches," and fewer countries
illustrate the problem better than does Iraq.
When
Iraq is so weak and divided, it may seem perverse to worry
about the old problem of too powerful a central state, but
consider the implications of a successful suppression of
the current insurgency. Such success will come only if the
United States trains and equips an Iraqi military that is
incomparably stronger than that of other Arab states or Iran--a
military hardened by battle, well versed in American military
ethos. Once the insurgency is subdued, the hundreds of thousands
of Iraqi soldiers will have nothing to do and few prospects
of jobs in the civilian sector that are anywhere near as
attractive as their army posts. A powerful, underemployed
army in a country that sees itself as the natural leader
of the region, surrounded by weaker neighbors, this is not
a recipe for regional stability. No wonder some of Iraq's
neighbors would not mind if Iraq's central government were
threatened by separatist forces that kept Iraq preoccupied.
The
challenge is to find a way for Iraq to function well with
a weak central government, presumably through a federal system
with powerful regional and local governments. It would be
a grave error to embrace some new savior on horseback who
promises to bring stability by restoring all power to Baghdad.
That might solve our current concerns, but at the expense
of bringing a worse future for Iraqis, who would be the first
victims of totalitarian tendencies, and for the region, which
would suffer from the overweening ambitions of any Iraqi
strongman.
CONCLUSION
The
prospects for Iraq are not particularly attractive. The most
likely attainable outcomes would still leave a weak and divided
society, not just a fragile government. As a rough rule of
thumb, reconstructing a society after a major war takes fully
as long as the war did; for instance, Germany's recovery
from the six years of war from 1939 to 1945 took until the
middle 1950s. Saddam led Iraq into twenty years of war, first
against Iran and then against the U.S.-led coalition. It
therefore would be optimistic to expect that Iraq could recover
for some decades. Moreover, pre-Saddam Iraq was no paradise.
It was at best a middle-income country with serious tensions
among the ethnic communities. Meanwhile, some of Iraq's neighbors--especially
the Arab monarchies and Turkey--have made great economic,
social, and yes, even political advances. Even the regional
laggards--namely, Syria under Assad, father and son, and
the Islamic Republic of Iran--have done remarkably better
than Saddam's Iraq. As a result, there is little prospect
that for many, many decades to come Iraq will be able to
recover the same position relative to its neighbors that
it had when Saddam came to power. His rule effectively ruined
Iraq's chances for regional leadership for a century.
That
is the best case. Much worse cases are quite possible. Most
troubling for the international community is the situation
in which Iraq becomes once again a source of regional instability,
this time due to unrest, terrorism, and communitarian violence
spilling over from Iraq onto its neighbors. It is striking
how little Iraq's neighbors are doing to counter such a threat.
Indeed, Syria and most especially Iran are feeding the flames
that may one day engulf them.
The
difficult situation in Iraq was almost certainly made worse
by errors in the U.S.-led occupation. That said, the fundamental
cause of the problems is the social destruction during Saddam's
days, which drove Iraqis to seek security in elemental communal
structures of sect and ethnic group. Saddam hollowed the
government and the other social institutions of the Iraqi
middle class. He empowered radicals of many sorts, including
in his last decade intolerant Islamists. No matter how his
rule ended, Iraq would have been a mess afterwards.
*
Patrick Clawson is Deputy Director for Research at The
Washington Institute for Near East Policy.
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