Volume 3, No. 4- December 1999
Volume 3, No. 4- December 1999
Abstract: All new nations face a struggle in constructing a national identity for themselves. This article examines Tajikistan as a particularly interesting case of this issue. The task of nation-building in Tajikistan involves wrestling with factors such as religion, ethnicity, linguistic heritage, and regional loyalties, in a particularly difficult regional context. The author discusses the current celebration of the 1100th anniversary of the Samanid empire as a national celebration of Tajik identity representing important policy choices in solving the dilemmas facing the Tajik nation.
As Lloyd Fallers observed more than two decades ago in “The Anthropology of the Nation State,” the greatest national challenges revolve neither around economics, nor politics, nor defense; they are often challenges concerning intangible symbols. All successful nations possess core symbolic elements that serve as touchstones for their citizens. These symbolic elements inspire loyalty, concretize feelings of personal pride and honor, and underlie the moral basis for public participation in national defense, politics, and social and economic institutions. New nations must decide, consciously or unconsciously, what symbols best represent their feelings about themselves individually and collectively. New nations in the twentieth century have faced a great struggle in constructing national identities for themselves. The problem is particularly acute when a given nation encompasses more than one ethnic, religious or linguistic group. One can note the problems with new nations of Africa, some of which have dozens of groups with their own local loyalties that supersede their loyalty to the state.
Such nations do not choose
to be multicultural. Rather, multiculturalism is thrust upon them, and their
citizens must make choices concerning the various elements that may be
incorporated into public expressions of identity. Such expressions are wide
ranging. Choices of cultural emphasis in public education, festivals, monuments,
emblems and public display of symbols are examples. Every time a national leader
makes a public remark, or supports a public event, he or she affects the public
perception of this identity. It is a delicate matter, because groups that feel
excluded are likely to grow alienated and hostile over time. Because new nations
have a hard enough time maintaining basic services, this kind of social division
is dangerous.
IDENTITY IN TAJIKISTAN
The
new nations in the former Soviet Union (FSU) face many challenges in the near
future of the kind mentioned above. No nation in the FSU has more symbolic
resources, and more confusion about how to marshal them, than Tajikistan.
With
this in mind, it is not this article’s purpose to rehearse the political
dynamics of Tajikistan, but rather to present the cultural dilemmas that the
Tajik people face in trying to forge a new nation out of their former Soviet
territory. Most of these choices do not involve questions of the use of tangible
resources, but rather decisions about symbolic resources. Moreover, these
choices involve much more than simply choosing from a menu of identities and
symbols. These intangible resources are still ambiguous and somewhat unformed.
They will undergo manipulation and concretization in the next few years as
Tajikistan creates itself.
The
process of symbolic nation construction is already well underway in Kyrgizstan,
Uzbekistan, and Kazakistan. A national epic and hero in Kyrgizstan, Manas has
been incorporated into the constitution. Uzbekistan has decided (for better or
worse) that Teymur Lang (Tammerlane) is a suitable national hero. The Kazaks are
a bit more conflicted about their national identity but they have moved their
capital closer to the center of the nation to split the geographical distance
between the principal ethnic groups that make up their population. These nations
have the admirable advantage of having financial resources to plan and build.
Kazakistan and Uzbekistan have potential oil wealth, and Kyrgizstan substantial
financial assistance from the United States and other Western nations.
The
Republic of Tajikistan is the smallest and most isolated of the new nations of
former Soviet Central Asia. With a population of around six million, and
virtually no arable land, it is also the poorest of the new republics. Devoid of
virtually all natural resources save hydroelectric power, the Tajiks have a very
difficult economic future.
The
ethnic composition of Tajikistan is approximately 55 percent Tajik, 23 percent
Uzbek, 10 percent Ethnic Russian and two percent Other. Tajiks also live in
neighboring nations, especially Uzbekistan in the largely Tajik cities of
Samarkand and Bukhara and the areas surrounding them. The most notable fact
about the ethnic composition of Tajikistan is that its population is virtually
an island of Aryans in a sea of Turks. That
is, most of the Central Asian republics are Turkic. The nation thus has a
greater cultural affinity with its Afghan and Pakistani neighbors to the south
and with its Iranian neighbors to the west than with its immediate neighbors in
the FSU.
Another
serious geographical dilemma for the nation has to do with the mountains that
split it into three parts that are for all intents culturally separate. One
cannot travel between them by road for most of the year. In addition, one of the
three regions, the Pamir or Gorno-Badakhshan region has a population which is 95
percent Ismai’li Muslim, a branch of Shi’a Islam owing allegiance to the Aga
Khan. This is in sharp contrast to the rest of the nation where the inhabitants
are Sunni Muslim, or atheists. The Badakhshan region was an autonomous oblast
under the Soviet Union, and has retained this status in the new nation of
Tajikistan. The residents of Badakhshan do not speak Tajik or Russian as their
first language, but rather a variety of Indo-European languages—practically
one for each of the isolated valleys of the region—that are largely mutually
unintelligible.
Tajikistan
has suffered under a civil conflict that has debilitated the nation for close to
ten years. This conflict is puzzling for the outside world. It involves regional
groups which, in the past, held power at different times. One rough gloss for
the conflict would be “northern groups” versus “southern groups,” but
because of complex alliances throughout the region, even this is not strictly
accurate. The conflict erupted at
the time of independence when groups that had been out of power since the
establishment of Soviet authority over the region reemerged. These historical
power groups won initial elections but were prevented from taking office by
groups that had enjoyed power in the Soviet Union and (backed by Russia) wanted
to maintain that power. (1). The older power groups then formed an opposition
that fomented the civil conflict. A settlement to the conflict in 1993 provided
for a sharing of power between the “government” and the “opposition,”
but fighting continued sporadically until last summer.
The conflict seems to now be over, or at least in abatement. On a recent visit to Tajikistan, the reduction in arms was noticeable. (2) The streets of the capital and other larger towns are now relatively safe. (3) The relative cessation of the conflict between the Taliban and opposition in Afghanistan has been an important factor contributing to peace in Tajikistan. The Afghan conflict had spilled over the border in many ways exacerbating the Tajik civil conflict.
NATION-BUILDING IDENTITY
With
peace breaking out, the Tajiks can now turn seriously to the problem of nation
building. In a sense, the Tajik nation is a step beyond Benedict Anderson’s
notion of an imagined community—it is a community of necessity. (4) The Tajik
situation in some ways resembles that of post-Colonial Africa. Tajiks have been
given an impossible piece of territory with a disparate population and have been
forced to make a nation out of it. Had Soviet leaders been more perspicacious
and anticipated that the Tajiks would have to go it on their own, they might
have dealt them a better hand, and allowed them the great cultural centers of
their past—Samarkand, Bukhara, Khiva, and Marv—but it was not to be.
Still, the unification of the nation requires the use of some symbolic core. The Tajiks face a large range of choices in this matter. Consider the following dimensions from which they must choose:
A. RELIGIOUS IDENTITY: ISLAMIC VS. SECULAR
The recent civil conflict actually had as its base regional rivalries that date back to the nineteenth century. However, the post-Soviet conflict has manifested itself as a rivalry between Islamic and secular forces. The accord between the secular government and the Islamic opposition in which the opposition assumes responsibility for about 30 percent of the rule of the nation is virtually unprecedented in the world today. The recent history of other nations that face this choice, notably Turkey, Iran, Pakistan, the Sudan, and Libya suggest that the sharing of power in this manner rarely succeeds. This leads to a reexamination of the Tajik rivalry itself. Given the regional roots of the conflict, the depth of the commitment of the Islamic representatives to sharing power remains an open question. There is no doubt that it has been advantageous for the opposition to espouse a strong Islamic stance; it has gained them financial support from other nations that have a commitment to Islamic government, and it has gained them adherents within Tajikistan that they otherwise might not have attracted. On the other hand, the secular government retains the support of many nominal Muslims.
B.
ETHNIC COMMUNITY IDENTITY:
TAJIK--RUSSIAN--(UZBEK)
The
choice of an official language, and by extension a writing system, for
Tajikistan is a serious question. National sentiment favors using Tajik as the
official language of the nation. Political speeches by both government and
opposition officials are given in Tajik. However practicality demands that
Russian be retained as an official language, if only a secondary one. The
difficulty is made clear when the instructional system is taken into
consideration. In post-Soviet Tajikistan the government would like all school
instruction to take place in Tajik. There are several obstacles, however. One
simple obstacle is that there are still a large number of people in the country
who do not speak Tajik well enough to be educated in the language, whereas
Russian is a lingua franca that nearly all adults understand. A second obstacle
is that there are simply not enough instructional materials in Tajik to carry
students through a full high-school curriculum, much less a college curriculum.
The
use of Russian as an instructional medium also has difficulties. Since
independence during the years of civil conflict students in rural areas have
stopped learning Russian. Thus, a whole generation of young people is growing up
without Russian skills. Most of these students have not yet reached high school
or college, but the educational problem will be acute in a few years.
The public media is fully bilingual at this time. Newspapers appear in both Tajik and Russian, and Russian and Tajik television programs are available.
The
question of the use of Uzbek poses a separate dilemma. Uzbek is primarily used
in the Northern “Leninabad” region of the country in the Ferghana valley
north of the Fan mountains. In this region, children are educated using Russian,
Tajik and Uzbek. But, the financial and administrative strain of this effort is
very great.
C.
Regional Identity: Persian-Central Asian
There is no question that Tajik culture is inextricably tied with what one might call “greater Iranian” culture. The question of how far and how deep these ties go is one of the most burning cultural issues in Tajikistan. Whereas the historical Iranian roots for the nation are acknowledged, revered and strong, there is tremendous ambiguity about modern Iran, and in particular about post-revolutionary Iran.
In
the ancient past, Tajikistan, northern Afghanistan, Turkmenistan, and southern
Uzbekistan were joined with northeastern Iran in a region glossed historically
as Khorasan. The region was a unified cultural area from ancient pre-Islamic
times. The pre-Islamic roots of the area are seen today in the extensive Now-ruz
(New Year’s) celebrations that are observed even among the Turkish populations
of Central Asia at the spring equinox. Many scholars speculate that
Zoroastrianism was founded and grew in this region, and others even claim that
it was the original seat of ancient Indo-European culture.
Several
important empires grew and flourished here from the tenth through the sixteenth
centuries, and Khorasan remains today a somewhat unified cultural region.
Residents of the area, whatever modern state they belong to, remain justly proud
of the achievements of the poets, writers, and artists of the region, whose
works constitute a large part of the canon of Persian cultural heritage. Indeed,
Khorasan can claim to be the cradle of the modern Persian language, for the
earliest poets writing in modern Persian, such as Rudaki, came from this region.
From
the sixteenth through the nineteenth Centuries, Khorasan was included in larger
Iranian empires, only to be divided and split off by Russian political movements
in the nineteenth and twentieth centuries.
The
principal difficulty for Tajiks in identifying with modern Iran has to do with
religion. From the sixteenth century on, the state religion of Iran was
Ithna’-ashara (Twelver) Shi’ism. This branch of Shi’ism recognized twelve
spiritual leaders after the Prophet Muhammad, culminating in Muhammad al-Mahdi,
a mystic figure who disappeared into occultation and who it is said will return
on the day of judgement. Revolutionary Iran established the doctrine of the
Velayat-e Faqih, or rule of the chief jurisprudent, whereby the most respected
religious leader of the nation would “rule” in place of the absent Mahdi.
This controversial doctrine is questioned even in Iran, but it is a positive
anathema in modern Tajikistan.
Thus, Tajiks acknowledge the close cultural connections with Iranian literature and art, but are uneasy with the religious and political orientation of modern Iran. Iranians have tried to make inroads in Tajikistan, only to be held at arm’s length by both the Tajik government and the opposition (who are Sunni Muslim). Eventually this ambiguity will have to be worked out for the Tajik people.
THE SAMANID CELEBRATION
Progress
in working out these cultural ambiguities can be seen in the decision this year
to celebrate the thousandth anniversary of the Samanid dynasty in Tajikistan.
The Samanids as symbolic figures solve a great number of cultural problems for
the Tajiks.
The
Samanid empire lasted only about 200 years from 819-992. It coexisted with the
Abbasid empire in Baghdad, and was a source of Persian inspiration for the
Islamic world. It was the source of support for many of the early Islamic poets
and artists. Arguably without the Samanid influence later developments in
Persian culture would have not taken place.
The
Tajik government has decided to embrace the Samanids as a cultural symbol of
Tajik civilization. Even though their true seat of government was Bukhara, now
of course in Uzbekistan, the Tajiks feel confident in appropriating them.
The
Samanids make ideal symbols. They were Sunni Muslims, predating the
establishment of Shi’ism as a state religion in Iran. They are primarily known
for their cultural patronage rather than their religious beliefs, and their
civilization spans the geographic region encompassing all of the territories
Tajiks see as their cultural realm.
Throughout
the country culturally significant structures are being rebuilt, such as
fabulous tea houses in the northern Ferghana Valley city of Esfarah. The
opposition is reconstructing historic mosques for the celebration, and scholarly
conferences are planned.
Left out of the cultural equation in the Samanid celebration are the troublesome symbolic elements that pull at Tajik identity. Russian culture is, of course, absent, but so are modern Iranian elements. The recreation of the past thus contributes to a reformulation of modern Tajikistan.
CONCLUSION
We
can expect that the process of cultural reformulation and juggling will continue
for some time to come. If the current political coalition holds, the chances of
seeing a stable symbolic identity in Tajikstan in time are great.
The most likely outcome for Tajikistan in the short term is the continuance of a secular state sensibility with some tolerance for religious activism. The possibility that Islamic forces will be able to carry out their agenda for a religious state remains remote so long as Tajikistan is dependent on Russia for economic and military support. In addition, Uzbekistan’s leaders are deathly afraid of religious revolutionaries and will do everything possible to isolate and strangle Tajikistan as long as they remain a threat. The Tajik language will continue to encroach on Russian as the language of everyday discourse, but at some point the Tajik people will have to realize that Russian is valuable as a lingua franca for regional commerce and communication. They will then need to take steps to preserve its use in education and government. Tajikistan’s uneasy relationship with its Iranian and Afghan neighbors will not be resolved until the governments in those countries cease to threaten Tajikistan’s essentially secular orientation. The cultural ties will remain strong, however, to the point that Tajiks will continue to claim a formative role in the history of greater Iranian culture.
NOTES
1) Bushkov, Valentin. Anatomy of the Civil War in
Tadjikistan. (Moscow: Institute of Ethnography and Anthropology, Russian Academy
of Science, 1997) and Roy, O. The civil war in Tajikistan: Causes and
implications. (Washington, DC: United States Institute of Peace, 1993)
2) Author’s personal observations based on a visit to
Tajikistan in January 1999
3) Author’s conclusion based on personal correspondence
4) Anderson,
Benedict. Imagined Communities. (London and New York: Verso Press, 1983)
William Beeman is professor of anthropology at Brown University.